Joseph R. Soccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Ralph Soccio JR, who also goes by Joe Ralph Soccio Jr, Joseph R Soccio, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1995. Joseph had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2008 - December 31, 2017
GROVE POINT INVESTMENTS, LLC
May 22, 2008 - December 31, 2017
GROVE POINT INVESTMENTS, LLC
June 11, 2007 - May 29, 2008
MSI FINANCIAL SERVICES, INC.
April 30, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 30, 2007 - May 29, 2008
MSI FINANCIAL SERVICES, INC.
January 25, 2006 - February 21, 2007
MML INVESTORS SERVICES, LLC
December 13, 2005 - January 11, 2006
MML INVESTORS SERVICES, LLC
August 24, 2005 - December 12, 2005
1ST GLOBAL ADVISORS INC
March 23, 2004 - December 12, 2005
1ST GLOBAL CAPITAL CORP.
January 26, 2004 - December 31, 2004
GREENWICH FINANCIAL GROUP, LLC
January 2, 2003 - March 25, 2004
L.M. KOHN & COMPANY
November 21, 2002 - January 7, 2004
SCIPIONE WEALTH ADVISORS, INC.
July 17, 2001 - November 14, 2002
WHITE MOUNTAIN CAPITAL, LLC
March 29, 1999 - August 1, 2001
1ST GLOBAL CAPITAL CORP.
December 16, 1998 - March 2, 1999
METROPOLITAN LIFE INSURANCE COMPANY
December 16, 1998 - March 2, 1999
MSI FINANCIAL SERVICES, INC.
November 6, 1995 - January 21, 1999
THE WINNING EDGE FINANCIAL GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
