CK

Christina D. Kennedy

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CRD#: 2662827
CK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christina Denise Kennedy, who also goes by Christina Denise Dubovick, Christina Kennedy, was a registered financial professional .

Christina is a previously registered financial professional and started their career in finance in 1995. Christina had worked at 3 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christina Denise Dubovick | Christina Kennedy

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 11, 1997 - June 12, 2014

ARMA FINANCIAL SERVICES, INC.

BD
CRD#: 18033
SCOTTSDALE, AZ
Past

August 19, 1996 - January 21, 1997

CAPITAL WEST INVESTMENT GROUP, INC.

BD
CRD#: 39446
Past

September 28, 1995 - September 12, 1996

TEXAS CAPITAL SECURITIES, INC.

BD
CRD#: 25564
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AF
ARMA FINANCIAL SERVICES, INC.
ARMA FINANCIAL SERVICES, INC. | PHYSICIANS FIRST FINANCIAL SERVICES

CRD#: 18033 / SEC#: 801-29011, 8-36086

BD
Terminated by SEC on 08/22/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Arizona since 04/04/1986
Firm type
Corporation
Fiscal year end
December
# of Employees

Direct owners and executive officers


NamePositionCRD#
SAURIOL, MERRILL JOSEPHCHIEF EXECUTIVE OFFICER/CHAIRMAN411469
TUSHAUS, KIRK MICHAELPRESIDENT1024722
HOLYOAK, JON-PAULOWNER3123115
KENNEDY, CHRISTINA DENISECHIEF COMPLIANCE OFFICER/CFO2662827

Disclosures


Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARMA FINANCIAL SERVICES, INC.

CRD#: 18033

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