Ashley B. Griffith
Professional summary
Ashley Blair Griffith is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.
Ashley is registered as a RR (Registered Representative) and started their career in finance in 1995. Ashley has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashley Blair Griffith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2024 - Present
HOVDE GROUP, LLC
Office #1: 1629 Colonial Parkway, Inverness, IL 60067April 3, 2020 - January 17, 2024
COMPASS POINT RESEARCH & TRADING, LLC
January 3, 2020 - April 6, 2020
PIPER SANDLER & CO.
May 5, 2015 - January 3, 2020
SANDLER, O'NEILL & PARTNERS, L.P.
October 31, 2014 - June 1, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
April 6, 2011 - November 18, 2014
EVERCORE GROUP L.L.C.
December 1, 2009 - January 24, 2011
MACQUARIE CAPITAL (USA) INC.
March 19, 2001 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
June 13, 2000 - March 14, 2001
ABN AMRO SECURITIES LLC
December 15, 1995 - June 16, 2000
MCCONNELL, BUDD & ROMANO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2025)
(2/27/2024)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/11/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
