Mark S. Friedenthal

FRIEDENTHAL FINANCIAL

Marlton, NJ 08053

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CRD#: 2661065

Professional summary

Mark Stuart Friedenthal, who also goes by Mark Friedenthal, is a registered financial advisor currently at FRIEDENTHAL FINANCIAL, LLC located in Marlton, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Mark has worked at 1 firm and has passed the Series 65, Series 2 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Friedenthal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stuart Friedenthal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2009 - Present

FRIEDENTHAL FINANCIAL, LLC

Office #1: 5000 Sagemore Drive Suite 102, Marlton, NJ 08053

RIA

CRD#: 150457

Marlton, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRIEDENTHAL FINANCIAL, LLC

CRD#: 150457 / SEC#: 801-78622

RIA

Registered Investment Advisory firm - (10/9/2013 Approved)

California

Registered Investment Advisory firm - (11/16/2013 Terminated)

New York

Registered Investment Advisory firm - (10/17/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (10/17/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/18/2013 Terminated)

Texas

Registered Investment Advisory firm - (10/17/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/31/2009)

IAR

Texas
(8/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 9/1/1995

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1995

General Securities Principal Examination

Current Firm

FRIEDENTHAL FINANCIAL, LLC

CRD#: 150457 / SEC#: 801-78622

RIA

Registered Investment Advisory firm - (10/9/2013 Approved)

California

Registered Investment Advisory firm - (11/16/2013 Terminated)

New York

Registered Investment Advisory firm - (10/17/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (10/17/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/18/2013 Terminated)

Texas

Registered Investment Advisory firm - (10/17/2013 Terminated)

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Contact information

Main Address

5000 Sagemore Drive Suite 102, Marlton, NJ 08053

Mailing Address

Phone number

(856) 210-6494

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A + 2BS - FRIEDENTHAL FINANCIAL, LLC (8/18/2025)

Regulatory assets under management

Total Number of Accounts	521
AUM (Assets Under Management)	$ 173,890,477

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark S. Friedenthal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stuart Friedenthal's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRIEDENTHAL FINANCIAL, LLC

Primary Firm SEC Registration

FRIEDENTHAL FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2009

Series 2

Date: 9/1/1995

Series 24

Date: 12/8/1995

Current Firm

FRIEDENTHAL FINANCIAL, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRIEDENTHAL FINANCIAL, LLC

TRUST BUT VERIFY

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