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Michael Joseph Rindos

STONEX FINANCIAL
WAYNE, PA
·CRD# 2661041·27 years experience

Professional Summary

Michael Joseph Rindos is a registered financial advisor currently at STONEX FINANCIAL INC. located in Wayne, Pennsylvania. Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 16, Series 86, Series 87, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

STONEX FINANCIAL INC.·CRD# 45993
BD
Wayne, PA
September 1, 2026 - Present
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
New York, NY
March 31, 2020 - September 1, 2026
MIDTOWN PARTNERS·CRD# 104223
BD
New York, NY
October 4, 2019 - March 13, 2020
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
New York, NY
March 5, 2018 - July 24, 2019
MIDTOWN PARTNERS·CRD# 104223
BD
New York, NY
May 18, 2017 - March 16, 2018
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
February 19, 2015 - December 2, 2016
MIDTOWN PARTNERS·CRD# 104223
BD
Land O Lakes, FL
June 11, 2013 - March 2, 2015
LIQUIDNET, INC.·CRD# 103987
BD
New York, NY
January 3, 2012 - May 24, 2012
RODMAN & RENSHAW, LLC·CRD# 16415
BD
New York, NY
June 24, 2010 - October 11, 2011
MIDTOWN PARTNERS·CRD# 104223
BD
New York, NY
September 17, 2008 - June 18, 2010
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
February 1, 2006 - January 31, 2007
WESTMINSTER SECURITIES CORPORATION·CRD# 6105
BD
New York, NY
April 19, 2005 - October 6, 2005
SAGIENT SECURITIES·CRD# 42922
BD
San Diego, CA
June 3, 2004 - November 15, 2004
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
May 13, 1998 - March 5, 2001
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
October 30, 1995 - July 18, 1997

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Current Firm

SF
STONEX FINANCIAL INC.

INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone Number

(407) 741-5300

Established

Florida since 05/29/1998

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHDIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
LYON, CHARLES MARTINDIRECTOR, PRESIDENT4000852
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826

Disclosures

Regulatory Event

76

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/2/2026)
RR
New Jersey
(9/1/2026)
RR
New York
(9/1/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2005About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Jun 2005About the Series 16 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Apr 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Apr 2005About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2006About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Rindos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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