Sonia V. Olinto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sonia Villela Olinto, who also goes by Sonia Olinto, was a registered financial professional .
Sonia is a previously registered financial professional and started their career in finance in 1996. Sonia had worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2023 - December 18, 2024
SANTANDER US CAPITAL MARKETS LLC
January 22, 2020 - February 6, 2023
SANTANDER INVESTMENT SECURITIES INC.
August 24, 2015 - October 23, 2018
BRADESCO SECURITIES, INC.
September 11, 2007 - September 17, 2015
GOLDMAN SACHS & CO. LLC
March 29, 2005 - September 10, 2007
CITIGROUP GLOBAL MARKETS INC.
September 6, 2004 - March 11, 2005
BBVA SECURITIES INC.
April 30, 2001 - October 4, 2001
ING FINANCIAL MARKETS LLC
March 14, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
October 14, 1998 - June 24, 1999
CREDIT AGRICOLE SECURITIES (USA) INC.
March 5, 1996 - May 19, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/14/2021
Investment Banking Registered Representative ExaminationCurrent Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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