David A. Hebner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Allan Hebner was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2003 - June 17, 2005
WEXFORD CLEARING SERVICES, LLC
June 28, 2001 - April 11, 2003
FIRST CLEARING, LLC
October 1, 2000 - July 3, 2023
WELLS FARGO CLEARING SERVICES, LLC
July 29, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 2, 1996 - August 1, 1997
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEXFORD CLEARING SERVICES, LLC
CRD#: 39310 / SEC#: , 8-48636
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES, LLC | SOLE MEMBER | 19616 |
| HEBNER, DAVID ALLAN | MEMBER, BOARD OF MANAGERS | 2660723 |
| JAMISON, PATRICIA ANN | PRESIDENT, CEO, COO,, EVP AND MEMBER, BOARD OF MANAGERS | 826672 |
| MCGUIRE, DENNIS MICHAEL | CHIEF FINANCIAL OFFICER | 2164358 |
| MONDAY, DAVID LEE | MEMBER, BOARD OF MANAGERS | 722234 |
| NOBLE, CRAIG ALAN | MUNICIPAL REPRESENTATIVE | 1018087 |
| VERRA, RUDOLPH ROCCO | SENIOR VICE PRESIDENT- CROP | |
| WALDMAN, PAUL MITCHELL | SECRETARY | 1885767 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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