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David Allan Hebner

CRD# 2660723·Registered 1996 - 2005
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Allan Hebner was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1996 - 2005. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

WEXFORD CLEARING SERVICES, LLC·CRD# 39310
BD
New York, NY
November 20, 2003 - June 17, 2005
FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
June 28, 2001 - April 11, 2003
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 2000 - July 3, 2023
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
July 29, 1997 - October 1, 2000
FIRST UNION CAPITAL MARKETS CORP.·CRD# 19002
BD
Charlotte, NC
May 2, 1996 - August 1, 1997

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Current Firm

WC
WEXFORD CLEARING SERVICES, LLC

WEXFORD CLEARING SERVICES CORPORATION | WEXFORD CLEARING SERVICES, LLC

CRD#: 39310 / SEC#: 8-48636
BD
Terminated by SEC on 06/17/2005

Contact Information

Established

Delaware since 05/30/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WACHOVIA SECURITIES, LLCSOLE MEMBER19616
HEBNER, DAVID ALLANMEMBER, BOARD OF MANAGERS2660723
JAMISON, PATRICIA ANNPRESIDENT, CEO, COO,, EVP AND MEMBER, BOARD OF MANAGERS826672
MCGUIRE, DENNIS MICHAELCHIEF FINANCIAL OFFICER2164358
MONDAY, DAVID LEEMEMBER, BOARD OF MANAGERS722234
NOBLE, CRAIG ALANMUNICIPAL REPRESENTATIVE1018087
VERRA, RUDOLPH ROCCOSENIOR VICE PRESIDENT- CROP—
WALDMAN, PAUL MITCHELLSECRETARY1885767

Disclosures

Regulatory Event

1

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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