JK
Jon M. Knapp
GATEWAY WEALTH PARTNERS
WASHINGTON, IL 61571
Some features on this profile are disabled
CRD#: 2660567
JK
Professional summary
Jon M. Knapp, CFP®, who also goes by Jon Michael Knapp, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Washington, Illinois and LPL FINANCIAL LLC located in Washington, Illinois.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jon has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Michael Knapp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/17/2017 - KNAPP & ASSOCIATES LTD/ NON-VARIABLE INSURANCE/ 5%/ WASHINGTON, IL 2. 01/17/2017 - OBJECTS/ BUSINESS OWNER/ 2%/ EUREKA, IL 3. 01/17/2017 - KNAPP HOLDINGS LLC/ REAL ESTATE RENTAL/ 0%/ EUREKA, IL. 4. 1/25/2017 - ADVISORS' PRIDE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/18/2017 - 56 Hours Per Month/14 Hours During Securities Trading - Time Spent 35% - I provide investment advisory services through ADVISORS' PRIDE, an independent investment advisor firm. I started this business activity in 1/2017. I expect to spend approximately 56 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/10/2017 - Knapp & Associates - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/11/2010 - 5 Hours Per Month/4 Hours During Securities Trading. 6. 4/12/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/11/2010 - 1 Hour Per Month During Securities Trading. 7. 8/8/2017 - Wealth Guardian Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/24/17 - 100 Hours Per Month/50 Hours. 8. 8/8/2017 - Wealth Guardian Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/24/17 - 150 Hours Per Month/50 Hours During Securities Trading. 9. 8/8/2017 - ADVISORS' PRIDE INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/24/17 - 50 Hours Per Month/20 Hours During Securities Trading - I provide investment advisory services through ADVISORS' PRIDE INC, an independent investment advisor firm. I started this business activity in 7/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 12/7/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/01/2022 - 60 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jon M. Knapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 6, 2022 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 126 Eastgate Drive, Washington, IL 61571RIA
CRD#: 322789
WASHINGTON, IL
Current
January 17, 2017 - Present
LPL FINANCIAL LLC
Office #1: 126 Eastgate Dr, Washington, IL 61571RIA
BD
CRD#: 6413
Washington, IL
Past
January 24, 2017 - December 31, 2022
ADVISORS' PRIDE INC.
RIA
CRD#: 170669
Washington, IL
Past
November 12, 2010 - January 19, 2017
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
WASHINGTON, IL
Past
November 11, 2010 - January 19, 2017
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
WASHINGTON, IL
Past
August 1, 2005 - November 19, 2010
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
WASHINGOTN, IL
Past
October 23, 2003 - November 19, 2010
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WASHINGOTN, IL
Past
September 11, 1998 - October 30, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
PEORIA, IL
Past
September 24, 1996 - October 30, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 24, 1996 - October 30, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
September 13, 1995 - October 8, 1996
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
September 13, 1995 - October 8, 1996
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/17/2017)
RR
Arkansas(1/13/2022)
RR
Colorado(1/17/2017)
RR
Florida(1/17/2017)
RR
Illinois(1/17/2017)
IAR
Illinois(10/6/2022)
RR
Indiana(1/20/2017)
RR
Iowa(1/17/2017)
RR
Maine(10/19/2017)
RR
Missouri(1/17/2017)
RR
New Mexico(10/19/2017)
RR
North Carolina(10/20/2017)
RR
Ohio(9/12/2023)
RR
Washington(12/9/2021)
RR
Wisconsin(9/18/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
