Gregg R. Koch
Professional summary
Gregg Richard Koch is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.
Gregg is registered as a RR (Registered Representative) and started their career in finance in 1995. Gregg has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregg Richard Koch's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2015 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 205 Oser Ave, Hauppauge, NY 11788January 7, 2009 - August 24, 2015
JOSEPH GUNNAR & CO. LLC
July 5, 2002 - February 6, 2009
AMERICAN CAPITAL PARTNERS, LLC
May 4, 2001 - August 1, 2002
MILESTONE FINANCIAL SERVICES, INC.
August 31, 1998 - May 24, 2001
JOSEPH GUNNAR & CO. LLC
September 3, 1996 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
September 27, 1995 - October 15, 1996
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2023)
(9/21/2015)
(8/19/2015)
(5/11/2022)
(8/19/2015)
(8/19/2015)
(8/19/2015)
(9/16/2015)
(8/19/2015)
(8/21/2015)
(8/26/2015)
(8/19/2015)
(10/14/2015)
(8/19/2015)
(8/19/2015)
(9/23/2015)
(8/19/2015)
(10/16/2015)
(8/19/2015)
(8/19/2015)
(8/19/2015)
(8/19/2015)
(4/26/2021)
(8/19/2015)
(10/15/2015)
(8/19/2015)
(9/18/2015)
(8/19/2015)
(9/23/2015)
(8/19/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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