AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JR

James O. Roeder

NOBLE INVESTORS
Fredericksburg, TX 78624
Some features on this profile are disabled
CRD#: 2660058
JR

Professional summary

James Osborn Roeder, who also goes by Jim Roeder, Jimmy Roeder, is a registered financial advisor currently at NOBLE INVESTORS LLC located in Fredericksburg, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jim Roeder | Jimmy Roeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Osborn Roeder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2023 - Present

NOBLE INVESTORS LLC

Office #1: 403 W Live Oak St, Fredericksburg, TX 78624
RIA
CRD#: 325722
Fredericksburg, TX
Past

June 1, 2010 - December 19, 2016

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

June 18, 2001 - June 4, 2010

VAN KAMPEN ADVISORS INC

RIA
CRD#: 104703
HOUSTON, TX
Past

May 6, 1999 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

September 9, 1996 - March 24, 1999

FIFTH THIRD/MAXUS SECURITIES INC

BD
CRD#: 6790
CLEVELAND, OH
Past

June 6, 1996 - June 25, 1996

HARRIS NESBITT CORP.

BD
CRD#: 7299
CHICAGO, IL
Past

November 3, 1995 - June 4, 1996

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/25/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/20/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/2/1995
General Securities Representative Examination

Current Firm

NI
NOBLE INVESTORS LLC
NOBLE INVESTORS LLC

CRD#: 325722 / SEC#:

Texas
Registered Investment Advisory firm - (8/25/2023 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
403 W Live Oak St, Fredericksburg, TX 78624
Mailing Address
Phone number
(830) 992-3525
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts13
AUM (Assets Under Management)$ 6,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLE INVESTORS LLC

CRD#: 325722Fredericksburg, TX 78624

TRUST BUT VERIFY

Monitor James Roeder

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Dean Edwin Moberg
Dean MobergAdvisorCheck Check Mark
SOUND TRUST WEALTH ADVISORS, LLC
IAR
RR
Westport, CT
Peter F Gaertner
Peter GaertnerAdvisorCheck Check Mark
ROFFMAN MILLER ASSOCIATES INC
IAR
Philadelphia, PA
ME
Michael EtheridgeAdvisorCheck Check Mark
CORNERSTONE WEALTH MANAGEMENT, LLC
IAR
RR
ST. PETERS, MO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.