Joseph B. Dirnfeld

DIRNFELD, JOSEPH

Miami Beach, FL

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CRD#: 2659958

Professional summary

Joseph Bonivento Dirnfeld, who also goes by Joseph Bonivento Dirnfeld, is a registered financial advisor currently at DIRNFELD, JOSEPH located in Miami Beach, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Joseph has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Bonivento Dirnfeld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Bonivento Dirnfeld's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2018 - Present

DIRNFELD, JOSEPH

RIA

CRD#: 297670

Miami Beach, FL

Past

May 10, 2006 - July 19, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

September 21, 1995 - October 23, 1996

YAMAICHI INTERNATIONAL (AMERICA) INC.

CRD#: 909

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/7/1996

General Securities Representative Examination

Current Firm

DIRNFELD, JOSEPH

CRD#: 297670 / SEC#:

Florida

Registered Investment Advisory firm - (10/2/2018 Approved)

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Contact information

Main Address

West Palm Beach, FL

Mailing Address

Phone number

(917) 838-3093

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 26,725,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph B. Dirnfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Bonivento Dirnfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIRNFELD, JOSEPH

G-2 TRADING,LLC

YAMAICHI INTERNATIONAL (AMERICA) INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2018

Series 7

Date: 8/7/1996

Current Firm

DIRNFELD, JOSEPH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIRNFELD, JOSEPH

TRUST BUT VERIFY

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