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JK

Jon A. Kobler

CFD INVESTMENTS
De Soto, KS 66018
Some features on this profile are disabled
CRD#: 2659196
JK

Professional summary

Jon Arthur Kobler is a registered financial professional currently at CFD INVESTMENTS, INC. located in De Soto, Kansas.

Jon is registered as a RR (Registered Representative) and started their career in finance in 1996. Jon has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jon Arthur Kobler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 28, 2001 - Present

CFD INVESTMENTS, INC.

Office #1: 33051 W. 83rd St., De Soto, KS 66018
BD
CRD#: 25427
De Soto, KS
Past

November 15, 2000 - September 28, 2001

FAS WEALTH MANAGEMENT SERVICES, INC.

BD
CRD#: 10164
SARASOTA, FL
Past

April 13, 1999 - November 15, 2000

BIRCHTREE FINANCIAL SERVICES LLC

BD
CRD#: 15014
MINNEAPOLIS, MN
Past

January 12, 1999 - February 16, 1999

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

August 19, 1996 - June 22, 1998

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/14/2011)
RR
Kansas
(9/28/2001)
RR
Missouri
(9/28/2001)

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CFD INVESTMENTS, INC.
CFD INVESTMENTS, INC. | CFD SECURITIES, INC.

CRD#: 25427 / SEC#: , 8-41727

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Indiana since 12/10/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRAUN, BRIGIT ROWNER6585909
OWENS, BRENT ANTHONYPRESIDENT/DIRECTOR2261719
ROCKEY, BROOKE LEIGHOWNER4817176
THE OWENS FAMILY TRUST DATED 8/1/2017OWNER
BAHRENBURG, MATTHEW OCHIEF COMPLIANCE OFFICER5295661
HALE, DANIEL KRISOWNER, VICE PRESIDENT, DIRECTOR2649813
OWENS, MICKEY LEEDIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/20171437001
ROCKEY, CHRISTOPHER MOWNER5504531
ROOZE, KREGG JERRODDIRECTOR, SECRETARY, TREASURER3174063

Disclosures

Regulatory Event8
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CFD INVESTMENTS, INC.

CRD#: 25427De Soto, KS 66018

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