Sharon A. Cole-buck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Ann Cole-buck, who also goes by Sharon Ann Spriggs, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1995. Sharon had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2011 - June 10, 2014
FINANCIAL MANAGEMENT NETWORK INC
April 25, 2011 - June 10, 2014
FMN CAPITAL CORPORATION
November 10, 2010 - March 17, 2011
CLARITY CAPITAL PARTNERS
September 22, 2010 - March 11, 2011
OSAIC WEALTH, INC.
August 31, 2010 - March 11, 2011
OSAIC WEALTH, INC.
April 12, 2010 - September 28, 2010
NEXT FINANCIAL GROUP, INC.
March 15, 2010 - September 28, 2010
NEXT FINANCIAL GROUP, INC.
October 16, 1995 - November 19, 1999
UNITED SECURITIES ALLIANCE, INC.
Primary Firm SEC Registration
FINANCIAL MANAGEMENT NETWORK INC
CRD#: 110454 / SEC#: 801-40473
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL MANAGEMENT NETWORK INC
CRD#: 110454 / SEC#: 801-40473
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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