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AM

Alan K. Majak

Some features on this profile are disabled
CRD#: 2658928
AM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alan Karl Majak, CFP®, who also goes by Alan K Majak, was a registered financial professional .

Alan is a previously registered financial professional and started their career in finance in 1995. Alan had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alan K Majak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 5/2021 LPL Financial LLC - Investment Related - Broker Dealer - Registered Representative - operating under = Financial Advocacy Network- DBA for LPL Business (entity for LPL business)- Inv. Related - LOXAHATCHEE, FL 2) 5/2021 Maryland Financial Group, Inc. DBA Legacy Wealth Management - Investment Related - Investor Advisor - Investment Adviser Representative - LOXAHATCHEE, FL 3) 06/1996 Independent Licensed Insurance Agent; Investment Related; Loxahatchee, FL, SC; Fixed and Variable Life and Health Insurance 4) 5/14/2021 - Maryland Financial Group Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 5/2021 - 140 Hours Per Month - Time Spent 90% - I provide investment advisory services through Maryland Financial Group Inc., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

Experience

Past

May 12, 2021 - July 16, 2025

MARYLAND FINANCIAL GROUP, INC.

RIA
CRD#: 122320
Brevard, NC
Past

May 5, 2021 - June 12, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
BREVARD, NC
Past

February 17, 2021 - March 1, 2021

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
PALM BEACH, FL
Past

January 2, 2018 - March 1, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

December 12, 2012 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
PALM BEACH, FL
Past

November 20, 2012 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
PALM BEACH, FL
Past

September 1, 2009 - October 31, 2012

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
FORT LAUDERDALE, FL
Past

August 28, 2009 - October 31, 2012

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
FORT LAUDERDALE, FL
Past

December 21, 2007 - August 19, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BOCA RATON, FL
Past

May 27, 2003 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BOCA RATON, FL
Past

May 15, 2003 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 1, 2000 - August 1, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
POMPANO BEACH, FL
Past

October 1, 2000 - August 1, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

September 19, 1995 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/14/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/22/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/2017
General Securities Principal Examination

Current Firm

MF
MARYLAND FINANCIAL GROUP, INC.
AFFIRMATIVE WEALTH PARTNERS | WENGER FINANCIAL SERVICES | UPCHURCH & CORN ADVISORS | TRELA VACACCIO & ASSOCIATES | THE MONITOR GROUP, LLC | STRAIGHT FORWARD FINANCIAL | RENAISSANCE WEALTH MANAGEMENT | PROSPERITY ADVISORS | NEWCORP WEALTH STRATEGIES | MFG BUSINESS DESIGN | MARYLAND FINANCIAL GROUP, INC. | MARSHALL CHAWLA & ASSOCIATES | LEGACY WEALTH MANAGEMENT | INTEGRIGEN WEALTH MANAGEMENT | EZ ACCOUNTING AND FINANCIAL SERVICES | DUNCAN INVESTMENT PARTNERS | COLLEGIATE FINANCIAL SERVICES | COASTAL WEALTH MANAGEMENT | CHESAPEAKE FINANCIAL PLANNERS | CHARLESTON FINANCIAL PLANNING CONSULTANTS | BARNETT WEALTH ADVISORS | ATLANTIC COAST ADVISORY GROUP OF CHARLESTON | ALMACY INVESTMENTS | ALLEN FINANCIAL SERVICES, LLC

CRD#: 122320 / SEC#: 801-99348

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Contact information

Main Address
Rockville, MD
Mailing Address
Phone number
(301) 251-8550
Established
Firm type
Fiscal year end
# of Employees
40

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A (6/12/2025)
WRAP PROGRAM BROCHURE (6/12/2025)

Regulatory assets under management

Total Number of Accounts2,454
AUM (Assets Under Management)$ 880,267,065

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARYLAND FINANCIAL GROUP, INC.

CRD#: 122320

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