David D. Harris

HA WEALTH ADVISORS

CEDAR CITY, UT 84721

Some features on this profile are disabled

CRD#: 2658691

Professional summary

David Daniel Harris, who also goes by David Daniel Haris, is a registered financial advisor currently at HA WEALTH ADVISORS INC. located in Cedar City, Utah.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Daniel Haris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David is also an independent insurance agent offering life and health insurance. David is a co-owner and Office Associate at Hughes & Associates Inc. This activity consists of answering phones and filing paperwork. He spends five hours a week engaged in this activity. David is a board member of Central Iron County Water Conservancy District. David serves as a council member for the city of Enoch, Utah. He also plays in a local band.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Daniel Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2023 - Present

HA WEALTH ADVISORS INC.

Office #1: 2069 North Main Street Suite 200, Cedar City, UT 84721

RIA

CRD#: 325764

CEDAR CITY, UT

Past

February 28, 2019 - June 27, 2023

DFPG INVESTMENTS, LLC

CRD#: 155576

CEDAR CITY, UT

Past

May 31, 2018 - June 28, 2023

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

CEDAR CITY, UT

Past

January 5, 2016 - June 28, 2018

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

Cedar City, UT

Past

January 4, 2016 - March 28, 2019

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

Cedar City, UT

Past

January 3, 2007 - December 31, 2015

SPC

RIA

CRD#: 110692

CEDAR CITY, UT

Past

December 12, 2006 - December 31, 2015

PARKLAND SECURITIES, LLC

CRD#: 115368

CEDAR CITY, UT

Past

May 31, 2005 - December 13, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CEDAR CITY, UT

Past

August 13, 2004 - December 13, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

CEDAR CITY, UT

Past

July 22, 2002 - August 6, 2004

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

September 26, 1995 - December 31, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/1/2023)

IAR

Utah
(6/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HA WEALTH ADVISORS INC.

HA WEALTH ADVISORS | HA WEALTH ADVISORS INC.

CRD#: 325764 / SEC#:

Texas

Registered Investment Advisory firm - (4/6/2023 Conditional Restricted)

Utah

Registered Investment Advisory firm - (6/21/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2069 North Main Street, Suite 200, Cedar City, UT 84721

Mailing Address

Phone number

(435) 867-1111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	596
AUM (Assets Under Management)	$ 64,608,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dena Wilhoit

STATE FARM INVESTMENT MANAGEMENT CORP.

IAR

GRAYSON, KY

George Simon

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Chesterfield, MO

Kermit Cottrell

STATE FARM VP MANAGEMENT CORP.

Dunwoody, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David D. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Daniel Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFPG INVESTMENTS, LLC

TOWNSQUARE CAPITAL, LLC

ALLEGIS INVESTMENT ADVISORS, LLC

ALLEGIS INVESTMENT SERVICES, LLC

SPC

PARKLAND SECURITIES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/2005

Series 63

Date: 7/19/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/9/2005

Series 6

Date: 7/19/2002

Current Firm

HA WEALTH ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HA WEALTH ADVISORS INC.

TRUST BUT VERIFY

Similar Advisors