David Daniel Harris
Professional Summary
David Daniel Harris, who also goes by David Daniel Haris, is a registered financial advisor currently at HA WEALTH ADVISORS INC. located in Cedar City, Utah. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Daniel Haris
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
Current Firm
HA WEALTH ADVISORS | HA WEALTH ADVISORS INC.
Contact Information
Main Address
2069 North Main Street, Suite 200, Cedar City, UT 84721Phone Number
(435) 867-1111# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
400AUM (Assets Under Management)
$85,000,000Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
State Registrations and Notice Filings
(5/1/2023)
(6/21/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2002About the Series 6 examSimilar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
CRS (Client Relationship Summary) - RIA
Click below to view David Daniel Harris's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES