Richard M. Lewin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Murry Lewin, who also goes by Richard Lewin, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2012 - February 14, 2013
BLACKBOOK CAPITAL, LLC
January 20, 2012 - March 28, 2012
WESTOR CAPITAL GROUP, INC.
July 1, 2008 - December 13, 2011
FIRST MIDWEST SECURITIES, INC.
June 13, 2005 - June 30, 2008
BASIC INVESTORS INC.
August 10, 2004 - May 19, 2005
MILESTONE GROUP MANAGEMENT LLC
September 5, 2000 - August 9, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
June 24, 1999 - September 19, 2000
ARGUS SECURITIES, INC.
June 24, 1998 - July 26, 1999
D.L. CROMWELL INVESTMENTS, INC.
January 24, 1997 - June 30, 1998
MORGAN GRANT CAPITAL CORP.
May 14, 1996 - December 20, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
