Daniel A. Strandberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Amery Strandberg, who also goes by Daniel Amery Strandbery, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2022 - June 18, 2024
LOOP CAPITAL MARKETS LLC
December 23, 2021 - May 19, 2022
IRC SECURITIES LLC
January 28, 2019 - December 10, 2021
LONGBOW SECURITIES, LLC
March 10, 2010 - October 18, 2018
GUGGENHEIM SECURITIES, LLC
May 1, 2003 - June 12, 2003
FHN FINANCIAL SECURITIES CORP.
May 1, 2003 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
August 12, 2002 - April 30, 2003
FHN FINANCIAL SECURITIES CORP.
March 1, 2002 - April 18, 2002
ABN AMRO INCORPORATED
April 30, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
October 5, 1999 - April 30, 2001
ABN AMRO INCORPORATED
November 24, 1995 - September 24, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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