Jeffrey N. Bograd

FOURTH QUARTER RETIREMENT STRATEGIES

Hopkinton, MA

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CRD#: 2657383

Professional summary

Jeffrey Neal Bograd is a registered financial advisor currently at FOURTH QUARTER RETIREMENT STRATEGIES, LLC located in Hopkinton, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Neal Bograd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2020 - Present

FOURTH QUARTER RETIREMENT STRATEGIES, LLC

RIA

CRD#: 307395

Hopkinton, MA

Past

October 10, 2018 - January 13, 2020

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

RIA

CRD#: 174433

BOSTON, MA

Past

September 7, 2017 - October 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SOUTH BOSTON, MA

Past

May 11, 2017 - October 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

SOUTH BOSTON, MA

Past

April 14, 2015 - January 13, 2020

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Westwood, MA

Past

June 15, 2004 - April 15, 2015

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

WESTWOOD, MA

Past

October 18, 1995 - June 15, 2004

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/31/2020)

IAR

Texas
(7/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/17/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOURTH QUARTER RETIREMENT STRATEGIES, LLC

CRD#: 307395 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/31/2020 Approved)

Texas

Registered Investment Advisory firm - (7/9/2020 Conditional Restricted)

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Contact information

Main Address

Hopkinton, MA

Mailing Address

Phone number

(781) 367-5718

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jeffrey N. Bograd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Neal Bograd's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

NYLIFE DISTRIBUTORS LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2017

Series 63

Date: 11/6/1995

SIE

Date: 10/1/2018

Series 6

Date: 10/17/1995

Current Firm

FOURTH QUARTER RETIREMENT STRATEGIES, LLC

Contact information

Documents

Red Flags

Company Information

FOURTH QUARTER RETIREMENT STRATEGIES, LLC

TRUST BUT VERIFY

Contact information

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