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Antonio Derosa

CRD# 2657341·Registered 2011 - 2022
Previously Registered: Being a previously registered professional could mean that Antonio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antonio Derosa, who also goes by Derosa Antonio, was a registered financial advisor. Antonio was a previously registered financial professional and started their career in finance 2011 - 2022. Antonio had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Derosa Antonio

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

TIFIN PRIVATE MARKETS LLC·CRD# 305935
BD
New York, NY
May 1, 2020 - June 1, 2022
LEUCADIA ASSET MANAGEMENT LLC·CRD# 121767
RIA
New York, NY
September 1, 2016 - June 27, 2019
JEFFERIES LLC·CRD# 2347
BD
New York, NY
December 1, 2014 - June 27, 2019
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
April 4, 2011 - August 5, 2014

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Current Firm

TP
TIFIN PRIVATE MARKETS LLC

QUALIS CAPITAL, LLC | TIFIN PRIVATE MARKETS LLC

CRD#: 305935 / SEC#: 8-70442
BD
Terminated by SEC on 09/22/2025

Contact Information

Established

Delaware since 09/13/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TIFIN PRIVATE MARKETS HOLDINGS LLCMEMBER—
ATTANASIO, ELIZABETH MARIEFINOP/PFO/POO5325007
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096
REZVAN, ALICHIEF EXECUTIVE OFFICER6979169

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2011About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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