Antonio Derosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Derosa, who also goes by Derosa Antonio, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 2011. Antonio had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2020 - June 1, 2022
TIFIN PRIVATE MARKETS LLC
September 1, 2016 - June 27, 2019
LEUCADIA ASSET MANAGEMENT LLC
December 1, 2014 - June 27, 2019
JEFFERIES LLC
April 4, 2011 - August 5, 2014
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
TIFIN PRIVATE MARKETS LLC
CRD#: 305935 / SEC#: , 8-70442
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
