WP
William H. Propper
CETERA INVESTMENT ADVISERS LLC
SUGAR LAND, TX 77478
Some features on this profile are disabled
CRD#: 2656727
WP
Professional summary
William Henry Propper III, who also goes by William Henry III Propper, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sugar Land, Texas and CETERA WEALTH SERVICES, LLC located in Sugar Land, Texas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Henry Iii Propper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) 3 MARK FINANCIAL INC; Investment Related; 1600 Highway 6, Sugar Land, TX 77478; Recruiting/Marketing; President; Start Date 01/1987; 200 hours per month; Meet with life insurance agents to affiliate them with 3 Mark and to market 3 Mark carriers and services. >> 3 MARK FINANCIAL INC; Non-Investment Related; 1600 Highway 6, Sugar Land, TX 77478; Other; Advisory Committee-Director; Start Date 01/2005; 1 hour, more or less, per month. >> 3 MARK FINANCIAL INC; Investment Related; 1600 Highway 6, Sugar Land, TX 77478; Insurance; Producer; 1 hour per month; Offer annuity products with varied insurance carriers. >> WILLIAM H PROPPER III TRUST; Non-Investment Related; Sugar Land, TX; Trust; Trustee; Start Date 09/2018; No hours per month; Asset transfer vehicle used to pay for the transfer of 3 Mark Financial. >> Bill PROPPER; Investment Related; Sugar Land, TX; Brokerage; President; Start Date 04/2019; 1 hour, more or less, per month with that (those) hour(s) occurring during trading hours; Brokerage of life settlements. >> STRUCTURED SETTLEMENTS; Investment Related; Sugar Land, TX; Other; Producer; Start Date 12/2024; 1 hour per month with that 1 hour occurring during trading hours; Offer life settlements.
CRS (Client Relationship Summary) - RIA
Click below to view William Henry Propper III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1600 Highway 6 Suite 400, Sugar Land, TX 77478RIA
CRD#: 105644
SUGAR LAND, TX
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1600 Highway 6 Suite 400, Sugar Land, TX 77478BD
CRD#: 13572
Sugar Land, TX
Past
June 27, 2013 - February 19, 2019
3 MARK EQUITIES, INC.
BD
CRD#: 104276
SUGAR LAND, TX
Past
March 24, 1997 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Sugar Land, TX
Past
June 28, 1996 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Sugar Land, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Arizona(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Delaware(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Hawaii(2/20/2025)
RR
Idaho(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Kansas(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Louisiana(2/20/2025)
RR
Maine(5/27/2025)
RR
Maryland(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Missouri(2/20/2025)
RR
Nevada(2/20/2025)
RR
New Hampshire(2/20/2025)
RR
New Jersey(2/20/2025)
RR
New Mexico(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
Oregon(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(2/20/2025)
RR
Utah(2/20/2025)
RR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
RR
Wyoming(7/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
