SJ
Stephen D. Jans
KESTRA ADVISORY SERVICES
Plymouth, MN 55441
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CRD#: 2656608
SJ
Professional summary
Stephen Dudley Jans is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Plymouth, Minnesota and KESTRA INVESTMENT SERVICES, LLC located in Plymouth, Minnesota.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KNW Group Investment Related: Yes Address: 4350 Baker Rd Minnetonka MN 55343 Nature of Business: Insurance Position, Title or Relationship: Employee Start Date: 7/31/2007 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: SalesBusiness Name: St. Michael-Albertville High School Boys Basketball Board Investment Related: No Address: 5800 Jamison Ave NE St. Michael MN 55376 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Treasurer. I was just nominated and elected. Start Date: 6/3/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Work with the board to support the boys basketball association.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: NFP Investment Related: Yes Address: 505 Waterford Suite 1100 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep Start Date: 2/11/2019 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Provide Investment and Insurance advice to clients and prospects
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Dudley Jans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 505 Waterford Park Highway 169 N, Suite 1100, Plymouth, MN 55441RIA
CRD#: 283330
Plymouth, MN
Current
August 1, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 505 Hwy 169 N, Suite 1100, Plymouth, MN 55441BD
CRD#: 42046
Plymouth, MN
Past
May 12, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Plymouth, MN
Past
February 3, 2004 - September 6, 2007
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
BLOOMINGTON, MN
Past
April 23, 2002 - April 14, 2003
AMERICAN FAMILY SECURITIES, LLC
BD
CRD#: 104433
MADISON, WI
Past
May 2, 2000 - March 12, 2002
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
November 17, 1995 - April 17, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/2/2007)
RR
Colorado(2/19/2014)
RR
Connecticut(3/5/2024)
RR
Florida(11/18/2014)
RR
Idaho(8/8/2008)
RR
Illinois(2/13/2009)
RR
Iowa(8/2/2007)
RR
Kansas(9/12/2012)
RR
Kentucky(8/2/2007)
RR
Louisiana(2/22/2018)
RR
Michigan(9/7/2007)
RR
Minnesota(8/1/2007)
IAR
Minnesota(5/17/2016)
RR
Missouri(2/7/2008)
RR
Montana(1/30/2025)
RR
Nevada(2/1/2021)
RR
New Mexico(4/21/2008)
RR
New York(10/19/2022)
RR
North Carolina(1/22/2021)
RR
North Dakota(3/23/2020)
RR
Pennsylvania(4/18/2024)
RR
South Carolina(4/15/2025)
RR
South Dakota(4/23/2014)
RR
Texas(5/19/2009)
IAR
Texas(7/27/2023)
RR
Washington(11/25/2008)
RR
Wisconsin(8/2/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
