Constantine S. Arniotes

EAGLE STRATEGIES LLC

BROOKLYN, NY 11229

Some features on this profile are disabled

CRD#: 2656579

Professional summary

Constantine S Arniotes, who also goes by Constantine Steve Arniotes, Constantine Arniotes, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Brooklyn, New York and NYLIFE SECURITIES LLC located in Brooklyn, New York.

Constantine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Constantine has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Constantine Steve Arniotes | Constantine Arniotes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Cleary University; Non-investment related; 3750 Cleary Drive, Howell, MI 48843; Education; Adjunct Professor ; start 01/2021; 10 hours per month, 0 hours during securities trading hours] [FINRA; Non-Investment related; 200 Liberty Street NY, NY 10281; start 04/2021; 5 hours per month, 5 hours during securities trading hours] [SI Academy; Coach Youth Soccer Team SI Academy; 715 Todt Hill Road, Staten Island NY 10304; start 08/2023; coach; no compensation; 15 hours per month, 0 hours during securities trading hours; non-investment related][College of Staten Island - CUNY; I will be a Part - Time instructor of Business courses for Undergrad and Graduate programs; ; 2800 Victory Blvd, Staten Island, NY 10314; Start Date 09/2025; Role/Title: Educator/Instructor; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Constantine S Arniotes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2023 - Present

EAGLE STRATEGIES LLC

Office #1: 1601 Kings Highway 2nd Floor, Brooklyn, NY 11229

RIA

CRD#: 110826

BROOKLYN, NY

Current

July 11, 2023 - Present

NYLIFE SECURITIES LLC

Office #1: 1601 Kings Highway 2nd Floor, Brooklyn, NY 11229

CRD#: 5167

Brooklyn, NY

Past

June 23, 2022 - March 7, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

New York,, NY

Past

June 23, 2022 - March 7, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

New York,, NY

Past

March 18, 2022 - June 13, 2022

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

March 18, 2022 - June 13, 2022

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

January 8, 2020 - April 14, 2022

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

NEW YORK, NY

Past

September 3, 2019 - April 14, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

September 27, 2016 - July 24, 2019

HSBC SECURITIES (USA) INC.

CRD#: 19585

BROOKLYN, NY

Past

November 11, 2015 - August 10, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

BROOKLYN, NY

Past

July 29, 2015 - October 14, 2015

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

BROOKLYN, NY

Past

May 29, 2007 - December 31, 2014

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BROOKLYN, NY

Past

June 4, 1999 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

NEW YORK, NY

Past

September 22, 1995 - May 24, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/11/2023)

IAR

New York
(7/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2019

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/14/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/12/2020

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Constantine S. Arniotes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Constantine S Arniotes's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY

MORGAN STANLEY

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

HSBC SECURITIES (USA) INC.

INVEST FINANCIAL CORPORATION

ESSEX NATIONAL SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2019

Series 65

Date: 11/14/2000

Series 63

Date: 11/20/1995

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1999

Series 6

Date: 9/21/1995

Series 53

Date: 10/12/2020

Series 24

Date: 9/14/2019

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

Similar Advisors