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Bernice L. Murff
TRUIST ADVISORY SERVICES
RICHMOND, VA 23219
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CRD#: 2656435
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Professional summary
Bernice Louise Murff, who also goes by Bernice Louise Compton, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Bernice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Bernice has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bernice Louise Compton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALPHA GAMMA DELTA THETA ZETA CHAPTER POSITION: Finance Advisor NATURE: This is a fraternity at Randolp-Macon College. I'm an almunae of this fraternity. It is a social organization. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: 114 College Avenue, Ashland VA 23005
CRS (Client Relationship Summary) - RIA
Click below to view Bernice Louise Murff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 919 E Main St Fl 8, Richmond, VA 23219RIA
CRD#: 283390
RICHMOND, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 919 E Main St Fl 5 & 7, Richmond, VA 23219BD
CRD#: 17499
RICHMOND, VA
Past
October 12, 2017 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
October 12, 2017 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
December 2, 2011 - October 11, 2017
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
RICHMOND, VA
Past
December 2, 2011 - October 11, 2017
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
RICHMOND, VA
Past
March 29, 2004 - December 5, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
March 29, 2004 - December 5, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Past
May 5, 1999 - February 19, 2004
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
May 29, 1997 - February 19, 2004
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
RICHMOND, VA
Past
September 16, 1996 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2023)
RR
Alaska(3/3/2023)
RR
Arizona(2/17/2021)
RR
Arkansas(3/3/2023)
RR
California(2/17/2021)
RR
Colorado(3/3/2023)
RR
Connecticut(3/3/2023)
RR
Delaware(3/3/2023)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(3/3/2023)
RR
Idaho(3/3/2023)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(3/3/2023)
RR
Kansas(3/3/2023)
RR
Kentucky(3/3/2023)
RR
Louisiana(3/3/2023)
RR
Maine(3/3/2023)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Minnesota(2/17/2021)
RR
Mississippi(3/3/2023)
RR
Missouri(11/2/2022)
RR
Montana(3/3/2023)
RR
Nebraska(3/3/2023)
RR
Nevada(3/3/2023)
RR
New Hampshire(2/17/2021)
RR
New Jersey(2/17/2021)
RR
New Mexico(3/3/2023)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(3/3/2023)
RR
Ohio(2/17/2021)
RR
Oklahoma(3/3/2023)
RR
Oregon(3/3/2023)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(3/3/2023)
RR
Rhode Island(3/3/2023)
RR
South Carolina(2/17/2021)
RR
South Dakota(3/3/2023)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
RR
Utah(3/3/2023)
RR
Vermont(3/3/2023)
RR
Virgin Islands(3/3/2023)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(2/17/2021)
RR
Wisconsin(3/3/2023)
RR
Wyoming(3/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23219TRUST BUT VERIFY
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Contact information
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