Brian M. Mcnamara

TCW FUNDS DISTRIBUTORS LLC

Danville, CA 94526

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CRD#: 2656432

Professional summary

Brian Michael Mcnamara is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in Danville, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2012 - Present

TCW FUNDS DISTRIBUTORS LLC

Office #1: 301 Hartz Avenue Suite 208, Danville, CA 94526

CRD#: 16670

Danville, CA

Past

June 17, 2009 - March 16, 2012

JEFFERIES LLC

CRD#: 2347

SAN FRANCISCO, CA

Past

June 23, 2005 - June 23, 2009

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

July 2, 2001 - June 14, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 20, 1999 - March 15, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 28, 1995 - August 18, 1997

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/28/2012)

New York
(12/5/2012)

Exams

State Security Law Exam

Series 63

Date: 5/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/8/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCW FUNDS DISTRIBUTORS LLC

KENTER SECURITIES CORPORATION | TCW FUNDS DISTRIBUTORS LLC | TCW FUNDS DISTRIBUTORS | TCW BROKERAGE SERVICES

CRD#: 16670 / SEC#: , 8-31114

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

515 South Flower Street, Los Angeles, CA 90071

Mailing Address

515 South Flower Street, Los Angeles, CA 90071

Phone number

(213) 244-0000

Established

Delaware since 04/01/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THE TCW GROUP, INC.	SOLE SHAREHOLDER
CAMPBELL, ROBERT NMN	FINANCIAL REPORTING DIRECTOR/FINOP	1349154
CARIERI, JOSEPH CARL	MANAGER	1223713
MAGPAYO, JOSEPH T	CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER	2295294
MCCARTHY, GINA	MANAGER	4226460
VILLA, RICHARD MANUEL	CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC.	5586600
WERTS, FELICIA PAN	CHIEF COMPLIANCE OFFICER & SECRETARY	6562508

Red Flags

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Brian M. Mcnamara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Michael Mcnamara's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES LLC

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES INC.

LEHMAN BROTHERS INC.

JEFFERIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/14/1996

Series 4

Date: 9/8/2010

Series 24

Date: 5/3/2010

FINRA

Current Firm

TCW FUNDS DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCW FUNDS DISTRIBUTORS LLC

TRUST BUT VERIFY

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