Sean T. Brady
Professional summary
Sean Thomas Brady is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1995. Sean has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Thomas Brady's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2019 - Present
EXOS SECURITIES LLC
Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001Office #2: 1370 Broadway Suite 1450, New York, NY 10018October 24, 1995 - November 1, 1999
CSFP CAPITAL, INC.
October 24, 1995 - September 22, 2016
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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