Jeffrey T. Elliott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Turner Elliott was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 6 firms and has passed the Series 63, Series 65, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2011 - December 31, 2020
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
January 13, 2006 - April 4, 2011
SYNOVUS SECURITIES, INC.
January 13, 2006 - April 4, 2011
SYNOVUS SECURITIES, INC.
August 30, 2005 - December 21, 2005
AMSOUTH INVESTMENT SERVICES, INC.
May 24, 2005 - December 21, 2005
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
July 10, 2003 - March 2, 2005
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
February 19, 2003 - July 10, 2003
AMSOUTH INVESTMENT SERVICES, INC.
October 18, 2000 - March 9, 2004
AMSOUTH INVESTMENT SERVICES, INC.
March 21, 1997 - April 30, 1998
CHARLES SCHWAB & CO., INC.
October 12, 1995 - March 6, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
CRD#: 106156 / SEC#: 801-42913
Contact information
Red Flags
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