SG
Susan G. Goldman
AMERICAN DISCOVERY ADVISORS
Los Angeles, CA 90025
CRD#: 2655210
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SG
Susan Goodell GoldmanAMERICAN DISCOVERY ADVISORS
Professional summary
Based in Los Angeles, Susan Goldman advises clients through American Discovery Advisors, LLC and has been registered there since July 2020. She brings decades of experience from earlier roles at multiple broker-dealers dating back to the mid-1990s. Her licenses include Series 7, Series 79 (investment banking), the Series 24 principal credential, and the SIE, covering general securities work, investment-banking transactions, and supervisory responsibilities. Many clients seek her help with capital-raising or navigating complex securities deals. She is approved by FINRA and registered in California, Utah and Georgia.
Aliases
Susan Wolk Goodell | Susan Goodell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No other business activities are listed for Susan Goldman. In plain terms, she has not reported outside jobs, separate business ownership, or additional services beyond her role at American Discovery Advisors, LLC. There are no disclosed activities involving insurance, tax, legal, or real estate services. Because no outside roles are reported here, there is no disclosed potential conflict of interest from other business activities; any conflict that might arise would still require her to act in the client’s best interest.
CRS (Client Relationship Summary) - BD
Click below to view Susan Goodell Goldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2020 - Present
AMERICAN DISCOVERY ADVISORS, LLC
Office #1: 11150 Santa Monica Blvd. Suite 1425, Los Angeles, CA 90025BD
CRD#: 287488
Los Angeles, CA
Past
August 14, 2015 - June 30, 2020
FALLBROOK CAPITAL SECURITIES CORP.
BD
CRD#: 101180
Los Angeles, CA
Past
September 2, 2010 - June 24, 2015
MOSAIC CAPITAL SECURITIES, LLC
BD
CRD#: 106637
LOS ANGELES, CA
Past
July 14, 2009 - November 18, 2010
ASCHER/DECISION SERVICES, INC.
BD
CRD#: 10034
SAN MARINO, CA
Past
July 3, 2003 - October 4, 2005
HADLEY PARTNERS, INCORPORATED
BD
CRD#: 103897
EL SEGUNDO, CA
Past
August 2, 2000 - October 23, 2001
HADLEY PARTNERS, INCORPORATED
BD
CRD#: 103897
EL SEGUNDO, CA
Past
September 12, 1995 - July 22, 1998
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/7/2020)
RR
Georgia(2/14/2025)
RR
Utah(1/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AD
AMERICAN DISCOVERY ADVISORS, LLC
AMERICAN DISCOVERY ADVISORS, LLC
CRD#: 287488 / SEC#: , 8-69899
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025
Mailing Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025
Phone number
(310) 968-6755
Established
Delaware since 10/11/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
