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PF

Peter F. Flynn

COMMONWEALTH PHARMA SECURITIES
Marshfield, MA 02050
Some features on this profile are disabled
CRD#: 2655124
PF

Professional summary

Peter Francis Flynn is a registered financial professional currently at COMMONWEALTH PHARMA SECURITIES located in Marshfield, Massachusetts and BACK BAY LIFE SCIENCE ADVISORY, LLC located in Boston, Massachusetts.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 9 firms and has passed the Series 79TO, Series 99TO, SIE, Series 14 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Francis Flynn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2009 - Present

COMMONWEALTH PHARMA SECURITIES

Office #1: 2016 Ocean Street, Marshfield, MA 02050
BD
CRD#: 121990
Marshfield, MA
Current

August 8, 2012 - Present

BACK BAY LIFE SCIENCE ADVISORY, LLC

Office #1: 545 Boylston St, Boston, MA 02116Office #2: 2016 Ocean Street Unit 23, Marshfield, Ma 02050, MA 02050
BD
CRD#: 158846
Boston, MA
Current

January 9, 2014 - Present

BML SECURITIES LLC

Office #1: 2016 Ocean St Unit 23, Marshfield, MA 02050
BD
CRD#: 167535
Marshfield, MA
Current

May 8, 2018 - Present

PCF CAPITAL MARKETS LLC

Office #1: 260 Franklin St, Boston, MA 02110
BD
CRD#: 290765
Boston, MA
Current

December 2, 2021 - Present

WELLESLEY HILLS SECURITIES

Office #1: 1087 Beacon Street Suite 303, Newton, MA 02459
BD
CRD#: 315364
NEWTON, MA
Past

June 6, 2017 - June 15, 2018

LEXBRIDGE INTERNATIONAL

BD
CRD#: 35317
BURLINGTON, MA
Past

December 3, 2016 - February 2, 2023

ALIRA HEALTH TRANSACTION SERVICES, LLC

BD
CRD#: 140203
Framingham, MA
Past

December 16, 2011 - March 14, 2012

ASCENSUS BROKER DEALER SERVICES, LLC

BD
CRD#: 36478
NEWTON, MA
Past

October 25, 1995 - May 3, 2006

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/10/1996
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WH
WELLESLEY HILLS SECURITIES
WELLESLEY HILLS SECURITIES | WELLESLEY HILLS SECURITIES, LLC

CRD#: 315364 / SEC#: , 8-70742

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1087 Beacon Street Suite 303, Newton, MA 02459
Mailing Address
1087 Beacon Street Suite 204, Newton, MA 02459
Phone number
(617) 465-2425
Established
Massachusetts since 08/09/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HARK, ADAM TODDOWNER7225011
FLYNN, PETER FRANCISCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MANAGER2655124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLESLEY HILLS SECURITIES

CRD#: 315364Marshfield, MA 02050

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