Jason B. Satterfield

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CRD#: 2655006

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Bowen Satterfield, who also goes by Jason B Satterfield, Jason Satterfield, Jason Bowen Satterfiled, was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1997. Jason had worked at 19 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason B Satterfield | Jason Satterfield | Jason Bowen Satterfiled

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 15, 2020 - September 3, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

FRANKLIN, TN

Past

July 9, 2020 - September 3, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

FRANKLIN, TN

Past

November 7, 2019 - June 26, 2020

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Henersonville, TN

Past

November 6, 2019 - June 26, 2020

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

HENDERSONVILLE, TN

Past

June 6, 2016 - August 28, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NASHVILLE, TN

Past

March 23, 2016 - August 28, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

NASHVILLE, TN

Past

June 26, 2014 - January 9, 2016

OSAIC SERVICES, INC.

RIA

CRD#: 133763

NASHVILLE, TN

Past

June 26, 2014 - January 9, 2016

OSAIC SERVICES, INC.

CRD#: 133763

NASHVILLE, TN

Past

July 11, 2013 - May 19, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

FRANKLIN, TN

Past

June 14, 2013 - May 19, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

FRANKLIN, TN

Past

January 21, 2011 - February 21, 2013

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

FRANKLIN, TN

Past

January 20, 2011 - February 21, 2013

CURIAN CLEARING, LLC

CRD#: 132938

FRANKLIN, TN

Past

October 13, 2009 - August 2, 2010

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

January 2, 2009 - April 24, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

September 11, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CLARKSVILLE, TN

Past

September 10, 2008 - April 24, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CLARKSVILLE, TN

Past

September 11, 2006 - September 11, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

GALLATIN, TN

Past

September 11, 2006 - September 11, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

GALLATIN, TN

Past

July 28, 2004 - September 6, 2006

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

NASHVILLE, TN

Past

July 28, 2004 - September 6, 2006

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NASHVILLE, TN

Past

January 30, 2004 - August 5, 2004

UNION PLANTERS INVESTMENT ADVISORS, INC.

RIA

CRD#: 111807

NASHVILLE, TN

Past

May 13, 2002 - August 5, 2004

PFIC SECURITIES CORPORATION

CRD#: 34941

FRANKLIN, TN

Past

February 14, 2000 - December 18, 2001

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

July 14, 1999 - February 14, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

April 10, 1998 - June 23, 1999

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

November 24, 1997 - January 14, 1998

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA

Registered Investment Advisory firm - SEC (7/30/2002 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/1997

General Securities Representative Examination

Current Firm

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA

Registered Investment Advisory firm - SEC (7/30/2002 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020

Mailing Address

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020

Phone number

(402) 351-3102

Established

Nebraska since 09/01/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

277

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MUTUAL OF OMAHA INVESTOR SERVICES INC PART 2A BROCHURE 06-20-2025 (6/20/2025)

Direct owners and executive officers

Name	Position	CRD#
MUTUAL OF OMAHA HOLDINGS INC.	OWNER
BEES, EVAN RICHARD	PRINCIPAL FINANCIAL OFFICER	4662845
HUGHES, BRIANA DAWN	CHIEF COMPLIANCE OFFICER	4268240
PROSKOVEC, ADAM D	PRESIDENT AND PRINCIPAL OPERATIONS OFFICER	4957628

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 24,355,321

Disclosures

Regulatory Event	4
Arbitration	2
Bond	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason B. Satterfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

STATE FARM VP MANAGEMENT CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

UNION PLANTERS INVESTMENT ADVISORS, INC.

PFIC SECURITIES CORPORATION

AMSOUTH INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

A. G. EDWARDS & SONS, INC.

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2000

Series 63

Date: 12/27/1997

SIE

Date: 8/28/2018

Series 7

Date: 11/20/1997

Current Firm

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

TRUST BUT VERIFY

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