Thomas C. Birks

ALLSTATE FINANCIAL ADVISORS

Bloomfield, NJ 07003-2890

Some features on this profile are disabled

CRD#: 2654784

Professional summary

Thomas Christian Birks, who also goes by Thomas C Birks, Tom Birks, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Bloomfield, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Pocono Summit, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas C Birks | Tom Birks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TOM BIRKS POSITION: Agent NATURE: Trail Commission for Life carriers Everlake etc... INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/10/2025 ADDRESS: 329 Belleville Ave, Bloomfield NJ 07003, United States DESCRIPTION: renewal commissions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Christian Birks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1029 Broad St, Bloomfield, NJ 07003-2890

RIA

CRD#: 109524

Bloomfield, NJ

Current

January 3, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 2647 Route 940, Pocono Summit, PA 18346Office #2: 329 Belleville Ave 2nd Floor, Bloomfield, NJ 07003-3600

CRD#: 18272

POCONO SUMMIT, PA

Past

March 24, 2016 - October 12, 2016

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Roseland, NJ

Past

February 9, 2016 - October 12, 2016

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

ROSELAND, NJ

Past

March 6, 2014 - April 16, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

DENVILLE, NJ

Past

June 14, 2011 - December 31, 2013

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

September 8, 2010 - November 29, 2010

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

April 20, 2010 - August 31, 2010

KEY INVESTMENT SERVICES LLC

CRD#: 136300

CENTRAL NYACK, NY

Past

January 23, 2008 - April 1, 2010

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

January 22, 2007 - January 15, 2008

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

June 6, 2002 - September 4, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 6, 2002 - January 1, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 7, 2002 - May 17, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 15, 2001 - November 8, 2001

LABRANCHE & CO. LLC

CRD#: 32661

NEW YORK, NY

Past

July 3, 2000 - October 15, 2001

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

October 14, 1998 - June 28, 2000

MASON HILL & CO., INC.

CRD#: 38308

NEW YORK, NY

Past

July 2, 1998 - November 4, 1998

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

January 8, 1998 - October 13, 1998

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

Past

November 10, 1997 - January 1, 1998

TARPON SCURRY INVESTMENTS, INC.

CRD#: 34635

NEW YORK, NY

Past

February 5, 1997 - October 20, 1997

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

March 25, 1996 - October 13, 1998

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

November 22, 1995 - April 2, 1996

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(1/3/2017)

IAR

New Jersey
(1/5/2017)

New York
(8/21/2025)

Pennsylvania
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas C. Birks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Christian Birks's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

SANTANDER SECURITIES LLC

EVERLAKE DISTRIBUTORS, LLC

EQUITABLE DISTRIBUTORS, LLC

KEY INVESTMENT SERVICES LLC

TRANSAMERICA CAPITAL, LLC

RIVERSOURCE DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

QUICK & REILLY, INC.

LABRANCHE & CO. LLC

CITICORP INVESTMENT SERVICES

MASON HILL & CO., INC.

LADENBURG THALMANN & CO. INC.

LADENBURG CAPITAL MANAGEMENT INC.

TARPON SCURRY INVESTMENTS, INC.

DUNWOODY BROKERAGE SERVICES, INC.

LADENBURG CAPITAL MANAGEMENT INC.

A.S. GOLDMEN & CO., INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2002

Series 63

Date: 11/28/1995

SIE

Date: 10/1/2018

Series 7

Date: 11/21/1995

Series 24

Date: 11/17/1997

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors