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Kyree Denice Pina

CRD# 2654434·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that Kyree is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kyree Denice Pina, who also goes by Kyree Denice Floyd, was a registered financial advisor. Kyree was a previously registered financial professional and started their career in finance 1996 - 2016. Kyree had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kyree Denice Floyd

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Past

CP CAPITAL SECURITIESPast·CRD# 15029
BD
Miami, FL
June 2, 2016 - October 21, 2016
SABADELL SECURITIES USA, INC.Past·CRD# 148137
BD
Coral Gables, FL
January 29, 2010 - June 20, 2014
ITAU INTERNATIONAL SECURITIES INC.Past·CRD# 144769
BD
Miami, FL
July 28, 2008 - January 21, 2010
LASALLE FINANCIAL SERVICES, INC.Past·CRD# 20373
BD
Miami, FL
June 7, 2005 - June 11, 2007
CP CAPITAL SECURITIESPast·CRD# 15029
BD
Miami, FL
February 2, 2004 - June 9, 2005
BNP PARIBAS INVESTMENT SERVICES, LLCPast·CRD# 44598
BD
Miami, FL
March 27, 2001 - March 1, 2002
REFCO SECURITIES, LLCPast·CRD# 14094
BD
New York, NY
December 9, 1999 - June 15, 2000
INSIGNEO SECURITIES, LLCPast·CRD# 29249
BD
Miami, FL
February 3, 1999 - June 5, 2000
AMERICAN FIRST CAPITAL CORP.Past·CRD# 43751
BD
Miami, FL
August 11, 1998 - February 9, 1999
FIRST EQUITY CORPORATION OF FLORIDAPast·CRD# 9
BD
Miami, FL
September 6, 1996 - August 13, 1998

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Current Firm

CC
CP CAPITAL SECURITIES

BROOKS GROUP INVESTMENT CORPORATION | U S EAGLE SECURITIES, INC. | U S EAGLE | J. ANNIN INVESTMENT CORP. | CP CAPITAL SECURITIES, INC. | CP CAPITAL SECURITIES

CRD#: 15029 / SEC#: 801-71535, 8-37309
BD
Terminated by SEC on 04/09/2017

Contact Information

Main Address

1428 Brickell Avenue Suite 600, Miami, FL 33131

Established

Florida since 07/01/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CONNELL, HAROLD LEECEO, CCO & SHAREHOLDER1482623
CP CAPITAL GROUP, LLCSHAREHOLDER—
CONNELL, GREGORY JAMESSHAREHOLDER4396726
TENPOW, GEORGE PHILIPCFO AND FINOP2938989

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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