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KP

Kyree D. Pina

Some features on this profile are disabled
CRD#: 2654434
KP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kyree Denice Pina, who also goes by Kyree Denice Floyd, was a registered financial professional .

Kyree is a previously registered financial professional and started their career in finance in 1996. Kyree had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kyree Denice Floyd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 2, 2016 - October 21, 2016

CP CAPITAL SECURITIES

BD
CRD#: 15029
MIAMI, FL
Past

January 29, 2010 - June 20, 2014

SABADELL SECURITIES USA, INC.

BD
CRD#: 148137
CORAL GABLES, FL
Past

July 28, 2008 - January 21, 2010

ITAU INTERNATIONAL SECURITIES INC.

BD
CRD#: 144769
MIAMI, FL
Past

June 7, 2005 - June 11, 2007

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
MIAMI, FL
Past

February 2, 2004 - June 9, 2005

CP CAPITAL SECURITIES

BD
CRD#: 15029
MIAMI, FL
Past

March 27, 2001 - March 1, 2002

BNP PARIBAS INVESTMENT SERVICES, LLC

BD
CRD#: 44598
MIAMI, FL
Past

December 9, 1999 - June 15, 2000

REFCO SECURITIES, LLC

BD
CRD#: 14094
NEW YORK, NY
Past

February 3, 1999 - June 5, 2000

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
MIAMI, FL
Past

August 11, 1998 - February 9, 1999

AMERICAN FIRST CAPITAL CORP.

BD
CRD#: 43751
MIAMI, FL
Past

September 6, 1996 - August 13, 1998

FIRST EQUITY CORPORATION OF FLORIDA

BD
CRD#: 9
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/28/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/21/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/3/1997
General Securities Principal Examination

Current Firm

CC
CP CAPITAL SECURITIES
BROOKS GROUP INVESTMENT CORPORATION | U S EAGLE SECURITIES, INC. | U S EAGLE | J. ANNIN INVESTMENT CORP. | CP CAPITAL SECURITIES, INC. | CP CAPITAL SECURITIES

CRD#: 15029 / SEC#: 801-71535, 8-37309

BD
Terminated by SEC on 04/09/2017
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Contact information

Main Address
1428 Brickell Avenue Suite 600, Miami, FL 33131
Mailing Address
Phone number
Established
Florida since 07/01/2001
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CONNELL, HAROLD LEECEO, CCO & SHAREHOLDER1482623
CP CAPITAL GROUP, LLCSHAREHOLDER
CONNELL, GREGORY JAMESSHAREHOLDER4396726
TENPOW, GEORGE PHILIPCFO AND FINOP2938989

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CP CAPITAL SECURITIES

CRD#: 15029

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