Wilbert O. Bascom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilbert Owen Bascom was a registered financial professional .
Wilbert is a previously registered financial professional and started their career in finance in 1995. Wilbert had worked at 8 firms and has passed the Series 66, Series 63, Series 62, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - March 9, 2017
CP CAPITAL SECURITIES
June 28, 2010 - September 28, 2011
ASD FINANCIAL SERVICES CORP
July 9, 2008 - January 7, 2025
CLEANBRIDGE SECURITIES, LLC
May 9, 2007 - August 5, 2008
ACP SECURITIES, LLC
January 17, 2006 - December 3, 2007
CAPITAL & CREDIT INTERNATIONAL, INC.
April 1, 2002 - July 28, 2010
CP CAPITAL SECURITIES
August 11, 1998 - November 24, 1998
AMERICAN FIRST CAPITAL CORP.
March 6, 1996 - April 24, 1996
THE PARTNERS FINANCIAL GROUP, INC.
November 16, 1995 - March 6, 2001
FIRST EQUITY CORPORATION OF FLORIDA
State Registrations and Notice Filings
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Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CP CAPITAL SECURITIES
CRD#: 15029 / SEC#: 801-71535, 8-37309
Contact information
Disclosures
| Regulatory Event | 6 |
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