Roland N. Stoever
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roland Nmn Stoever MR, who also goes by Roland Stoever, was a registered financial professional .
Roland is a previously registered financial professional and started their career in finance in 1995. Roland had worked at 2 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2021 - January 4, 2022
STOEVER GLASS WEALTH MANAGEMENT, INC.
February 1, 2016 - December 31, 2019
STOEVER GLASS WEALTH MANAGEMENT, INC.
September 18, 1995 - January 4, 2022
STOEVER, GLASS & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
STOEVER GLASS WEALTH MANAGEMENT, INC.
CRD#: 173091 / SEC#: 801-107810
Contact information
Regulatory assets under management
| Total Number of Accounts | 799 |
| AUM (Assets Under Management) | $ 247,877,954 |
Red Flags
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