John P. Sabey
Professional summary
John Paul Sabey is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Paul Sabey's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2025 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607April 7, 2021 - May 5, 2025
GLADSTONE SECURITIES, LLC
October 23, 2018 - April 16, 2021
PATRICK CAPITAL MARKETS, LLC
May 10, 2016 - May 7, 2018
TERRA CAPITAL MARKETS LLC
November 3, 2015 - April 7, 2016
WALTON RE SECURITIES, LLC
December 12, 2007 - September 17, 2014
CCO CAPITAL, LLC
January 24, 2007 - November 1, 2007
DIRECTED SERVICES LLC
June 9, 2005 - June 27, 2005
GRUBB & ELLIS SECURITIES, INC.
March 13, 2001 - June 6, 2005
TRANSAMERICA CAPITAL, LLC
October 21, 1999 - March 15, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 24, 1997 - April 27, 1999
MONY SECURITIES CORPORATION
May 20, 1997 - December 31, 1997
NEW ENGLAND SECURITIES
October 13, 1995 - February 26, 1997
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2025)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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