Howard E. Winklevoss
Professional summary
Howard Edward Winklevoss, who also goes by Howard Winklevoss, is a registered financial professional currently at WINKLEVOSS INSURANCE AGENCY, LLC located in Greenwich, Connecticut.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1999. Howard has worked at 2 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 3, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Edward Winklevoss's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 1997 - Present
WINKLEVOSS INSURANCE AGENCY, LLC
Office #1: 640 West Putnam Ave 2nd Floor, Greenwich, CT 06830Office #2: 640 West Putnam Ave 2nd Floor, Greenwich, CT 06830February 11, 1999 - December 31, 2004
HOLLY HILL ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2000)
(10/16/2002)
(1/2/2014)
(10/16/2002)
(2/26/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WINKLEVOSS INSURANCE AGENCY, LLC
CRD#: 39081 / SEC#: , 8-48544
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WINKLEVOSS, LLC | MEMBER | |
| WINKLEVOSS, HOWARD EDWARD | MANAGER, CHIEF COMPLIANCE OFFICER | 2652707 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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