Robert M. Rossi

FORESIDE FUND SERVICES

Warrendale, PA 15086

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CRD#: 2652604

Professional summary

Robert Michael Rossi is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Warrendale, Pennsylvania.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 2 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Rossi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2007 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 2000 Ericsson Drive Suite 100, Warrendale, PA 15086

CRD#: 46106

Warrendale, PA

Past

September 10, 2001 - December 4, 2006

INVESMART SECURITIES, LLC

CRD#: 104168

PITTSBURGH, PA

Past

December 19, 2000 - December 4, 2006

INVESMART ADVISORS INC

RIA

CRD#: 108731

PITTSBURGH, PA

Past

January 28, 1999 - December 13, 1999

EDGEWOOD SERVICES, INC.

CRD#: 35970

PITTSBURGH, PA

Past

September 14, 1995 - December 13, 1999

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/3/2023)

Ohio
(4/1/2025)

Oregon
(3/31/2025)

Pennsylvania
(7/2/2007)

South Carolina
(1/2/2015)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 2

Date: 11/17/1995

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 9/13/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

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Robert M. Rossi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Rossi's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESMART SECURITIES, LLC

INVESMART ADVISORS INC

EDGEWOOD SERVICES, INC.

FEDERATED SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/1995

Series 63

Date: 10/19/1995

SIE

Date: 10/1/2018

Series 2

Date: 11/17/1995

Series 6

Date: 9/13/1995

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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