Darren J. Taube

GTS SECURITIES LLC

NEW YORK, NY 10011

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CRD#: 2651622

Professional summary

Darren Jason Taube, who also goes by Darren Taube, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York and MISCHLER FINANCIAL GROUP, INC. located in New York, New York.

Darren is registered as a RR (Registered Representative) and started their career in finance in 1996. Darren has worked at 10 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Darren Taube

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Jason Taube's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2019 - Present

GTS SECURITIES LLC

Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011Office #2: 110 Front Street Suite 300, Jupiter, FL 33477

CRD#: 149224

NEW YORK, NY

Current

June 5, 2019 - Present

MISCHLER FINANCIAL GROUP, INC.

Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY, 10011

CRD#: 37818

New York, NY

Past

September 18, 2013 - May 20, 2019

CANTOR FITZGERALD & CO.

CRD#: 134

PALM BEACH GARDENS, FL

Past

July 2, 2012 - September 20, 2013

VIRTU AMERICAS LLC

CRD#: 149823

JERSEY CITY, NJ

Past

September 22, 2010 - December 31, 2010

KNIGHT CAPITAL MARKETS LLC

CRD#: 38379

JERSEY CITY, NJ

Past

June 1, 2009 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

December 20, 2006 - June 16, 2009

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

Past

November 3, 2004 - January 10, 2007

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

July 29, 2003 - September 14, 2004

PUGLISI & CO.

CRD#: 19451

NEW YORK, NY

Past

October 10, 1996 - May 10, 2000

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/5/2019)

Connecticut
(1/5/2021)

Florida
(1/5/2021)

New York
(5/20/2019)

Exams

State Security Law Exam

Series 63

Date: 7/14/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/2/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/17/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/1/2004

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

MISCHLER FINANCIAL GROUP, INC.

DILTANA COMPANY, INC. | MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818 / SEC#: , 8-48067

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Mailing Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Phone number

(949) 720-0640

Established

California since 11/22/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHAMBERLAIN, DEAN ARTHUR	CHIEF EXECUTIVE OFFICER / DIRECTOR/ CHAIRMAN	2262338
HOLMES, DOYLE LAVERN	PRESIDENT, CHIEF OPERATION OFFICER-FINOP, CHIEF COMPLIANCE OFFICER, DIRECTOR	1556260
GTS FINANCIAL LLC	OWNER

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darren J. Taube

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Jason Taube's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISCHLER FINANCIAL GROUP, INC.

CANTOR FITZGERALD & CO.

VIRTU AMERICAS LLC

KNIGHT CAPITAL MARKETS LLC

KNIGHT CAPITAL AMERICAS, L.P.

NEWEDGE USA, LLC

GFI SECURITIES LLC

PUGLISI & CO.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/2003

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/2/2003

Series 7

Date: 8/17/1995

Series 24

Date: 5/1/2004

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

MISCHLER FINANCIAL GROUP, INC.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MISCHLER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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