Ronald G. Krueger
CETERA INVESTMENT ADVISERS LLC
TAMPA, FL
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CRD#: 2651416
Professional summary
Ronald George Krueger, CFP®, who also goes by Ron George Krueger, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tampa, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Schaumburg, Illinois.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Ronald has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron George Krueger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: EXECUTOR / TRUSTEE FOR MOTHER;
INVESTMENT RELATED: NO;
ADDRESS: 4711 W NEPTUNE ST, TAMPA, FL 33629;
NATURE OF BUSINESS: ESTATE / TRUST FOR MOTHER;
START DATE: 12/2017;
POSITION/TITLE/RELATIONSHIP: EXECUTOR / TRUSTEE;
APX NUMBER OF HOURS PER WEEK: NONE;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: DISTRIBUTE ESTATE ASSETS;
CRS (Client Relationship Summary) - RIA
Click below to view Ronald George Krueger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 9, 2000 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
TAMPA, FL
Current
August 24, 2000 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1450 American Lane 6th Floor, Suite #650, Schaumburg, IL 60173BD
CRD#: 10358
Schaumburg, IL
Past
April 24, 2015 - January 25, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
Schaumburg, IL
Past
October 10, 1995 - June 4, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/9/2011)
RR
Alaska(8/31/2015)
RR
Arizona(8/31/2015)
RR
Arkansas(11/9/2011)
RR
California(8/31/2015)
RR
Colorado(8/31/2015)
RR
Connecticut(8/31/2015)
RR
Delaware(8/31/2015)
RR
District of Columbia(8/31/2015)
RR
Florida(8/25/2000)
IAR
Florida(10/9/2000)
RR
Georgia(8/24/2000)
RR
Hawaii(8/31/2015)
RR
Idaho(8/31/2015)
RR
Illinois(4/30/2002)
RR
Indiana(8/31/2015)
RR
Iowa(8/31/2015)
RR
Kansas(8/31/2015)
RR
Kentucky(8/31/2015)
RR
Louisiana(11/9/2011)
RR
Maine(8/31/2015)
RR
Maryland(8/31/2015)
RR
Massachusetts(8/31/2015)
RR
Michigan(8/31/2015)
RR
Minnesota(8/31/2015)
RR
Mississippi(11/9/2011)
RR
Missouri(8/31/2015)
RR
Montana(8/31/2015)
RR
Nebraska(8/31/2015)
RR
Nevada(8/31/2015)
RR
New Hampshire(8/31/2015)
RR
New Jersey(8/31/2015)
RR
New Mexico(8/31/2015)
RR
New York(8/31/2015)
RR
North Carolina(8/31/2015)
RR
North Dakota(8/31/2015)
RR
Ohio(8/31/2015)
RR
Oklahoma(11/9/2011)
RR
Oregon(8/31/2015)
RR
Pennsylvania(8/31/2015)
RR
Puerto Rico(8/31/2015)
RR
Rhode Island(8/31/2015)
RR
South Carolina(8/31/2015)
RR
South Dakota(8/31/2015)
RR
Texas(11/9/2011)
IAR
Texas(2/24/2023)
RR
Utah(8/31/2015)
RR
Vermont(8/31/2015)
RR
Virgin Islands(8/31/2015)
RR
Virginia(8/31/2015)
RR
Washington(8/31/2015)
RR
West Virginia(8/31/2015)
RR
Wisconsin(8/31/2015)
RR
Wyoming(8/31/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
