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JL

Jose A. Lanuza

Some features on this profile are disabled
CRD#: 2651327
JL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jose Antonio Lanuza, who also goes by Jon Lanuza, Jose Antonio Makalintal Lanuza, was a registered financial professional .

Jose is a previously registered financial professional and started their career in finance in 1995. Jose had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jon Lanuza | Jose Antonio Makalintal Lanuza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 16, 2012 - November 22, 2021

CGS INTERNATIONAL SECURITIES USA, INC.

BD
CRD#: 141892
NEW YORK, NY
Past

September 11, 2009 - July 2, 2012

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

August 17, 2009 - September 11, 2009

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

August 2, 2004 - December 5, 2008

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

April 28, 2001 - August 2, 2004

ING FINANCIAL MARKETS LLC

BD
CRD#: 28872
NEW YORK, NY
Past

July 1, 1998 - April 30, 2001

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

November 6, 1995 - July 1, 1998

ING BARING (U.S.) SECURITIES, INC.

BD
CRD#: 5285
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/7/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/22/2018
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 11/3/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/8/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/8/2001
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/25/1998
General Securities Principal Examination

Current Firm

CI
CGS INTERNATIONAL SECURITIES USA, INC.
CGS - CIMB SECURITIES (USA), INC. | CIMB-GK SECURITIES (USA), INC. | CIMB SECURITIES (USA), INC. | CGS INTERNATIONAL SECURITIES USA, INC.

CRD#: 141892 / SEC#: , 8-67414

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
104 West 40th Street Suite 1810, New York, NY 10018
Mailing Address
104 West 40th Street Suite 1810, New York, NY 10018
Phone number
(212) 616-8600
Established
Delaware since 03/28/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CGS INTERNATIONAL SECURITIES PTE. LTD.STOCKHOLDER
CHIN-LUK, HELEN JADESENIOR VP, FINOP, CCO, CEO2292149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CGS INTERNATIONAL SECURITIES USA, INC.

CRD#: 141892

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