Mark R. Courtemanche

AE WEALTH MANAGEMENT

Cary, NC 27511

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CRD#: 2651246

Professional summary

Mark Richard Courtemanche, ChFC®, CLU® is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Cary, North Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Mark has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PINNACLE RETIREMENT SOLUTIONS; YES INVESTMENT RELATED;1140 KILDAIRE FARM RD, STE 108-15, CARY, NC 2751; INSURANCE SALES; (OWNER); START DATE 01/1991; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2. Estate planning document services, Address: 1140 Kildaire Farm Rd, Suite 108, Cary NC 27511, Investment Related: No, Position: Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 07/2025, Approx hours per month: 3, Hours during trading: 3.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Richard Courtemanche's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

October 28, 2019 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 1140 Kildaire Farm Rd Ste 108-15, Cary, NC 27511

RIA

CRD#: 282580

Cary, NC

Past

October 30, 2017 - February 5, 2019

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

RALEIGH, NC

Past

November 29, 2013 - December 15, 2016

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

CARY, NC

Past

February 20, 2013 - October 28, 2019

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

CARY, NC

Past

October 14, 2009 - March 1, 2013

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

GIG HARBOR, WA

Past

September 25, 2008 - July 27, 2009

CHARIOT ADVISORS

RIA

CRD#: 146652

RALEIGH, NC

Past

July 1, 2008 - August 1, 2011

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

September 21, 2007 - June 30, 2008

CORNERSTONE FINANCIAL SERVICES, INC.

CRD#: 20627

GREENFIELD, IN

Past

July 5, 2007 - July 2, 2008

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

CARY, NC

Past

September 7, 1995 - December 31, 1996

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/29/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 2/10/2009

Direct Participation Programs Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark R. Courtemanche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Richard Courtemanche's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

CAPITAL INVESTMENT GROUP, INC.

PORTFOLIO MEDICS, LLC

FORTITUDE ADVISORY GROUP L.L.C.

CHARIOT ADVISORS

ARGENTUS SECURITIES, LLC

CORNERSTONE FINANCIAL SERVICES, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2015

Series 63

Date: 11/29/2013

SIE

Date: 10/1/2018

Series 6

Date: 11/29/2013

Series 22

Date: 2/10/2009

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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