Robert O. Clark

CLARK COMPANY

Annapolis, MD 21409

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CRD#: 2651161

Professional summary

Robert Owen Clark, CFP® is a registered financial advisor currently at CLARK COMPANY located in Annapolis, Maryland.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROBERT CLARK; 586 Bellerive Drive, Suite 2B, Annapolis, MD 21409 - INVESTMENT RELATED - CLARK CO - INVESTMENT RELATED - 10/31/05 - OWNER; OUTSIDE REGISTERED INVESTMENT ADVISOR BUSINESS/MANAGED ACCTS HELD AT FIDELITY, FEES CHARGED WITH FINANCIAL PLANNING ACTIVITY - 125HRS/MO TIME SPENT & 90HRS/MO DURING SEC TRADING HRS. CLARK CO. - YES - TAX PREPARATION AND FIXED INSURANCE SERVICES - PROVIDER - 06/23/2010 - 10HRS - 8HRS - REPORT INCOM TAX RETURNS AND FIXED INSURANCE FOR CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Owen Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

February 18, 2022 - Present

CLARK COMPANY

Office #1: 586 Bellerive Drive Suite 2b, Annapolis, MD 21409

RIA

CRD#: 121288

Annapolis, MD

Past

November 2, 2005 - March 30, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

SEVERNA PARK, MD

Past

October 31, 2005 - November 7, 2005

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

September 10, 1996 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 28, 1995 - August 14, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 28, 1995 - August 14, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/17/1996

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/25/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/6/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/27/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2009

General Securities Principal Examination

Current Firm

CLARK COMPANY

CLARK COMPANY | CLARK, ROBERT O.

CRD#: 121288 / SEC#:

Maryland

Registered Investment Advisory firm - (2/16/1997 Approved)

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Contact information

Main Address

586 Bellerive Drive Suite 2b, Annapolis, MD 21409

Mailing Address

Phone number

(410) 544-1641

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	670
AUM (Assets Under Management)	$ 115,283,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert O. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Owen Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL PLANNING CORPORATION

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1996

Series 65

Date: 10/25/1995

SIE

Date: 3/30/2017

Series 31

Date: 9/6/2006

Series 7

Date: 9/27/1995

Series 24

Date: 9/9/2009

Current Firm

CLARK COMPANY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLARK COMPANY

TRUST BUT VERIFY

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