Troy M. Thompson
Professional summary
Troy Matthew Thompson, who also goes by Troy Matthew Thompson, is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in Nashville, Tennessee.
Troy is registered as a RR (Registered Representative) and started their career in finance in 1995. Troy has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Troy Matthew Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2025 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 501 Commerce Street, Nashville, TN 37203August 16, 2022 - March 31, 2025
LOCORR DISTRIBUTORS, LLC
May 6, 2021 - August 9, 2022
FORESIDE FUND SERVICES, LLC
December 9, 2019 - October 15, 2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
January 18, 2007 - October 13, 2020
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
February 2, 2004 - January 3, 2007
SIGNATOR FINANCIAL SERVICES, INC.
October 15, 1998 - March 18, 2003
EDWARD JONES
February 19, 1997 - July 1, 1998
SEAFIRST INVESTMENT SERVICES, INC.
August 21, 1995 - October 7, 1998
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2025)
(4/21/2025)
(4/17/2025)
(4/21/2025)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN INVESTMENTS, INC.
CRD#: 14549 / SEC#: , 8-30851
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | PARENT OF REGISTRANT | |
| ARCHARD, NOEL CHRISTIAN | HEAD OF ETF AND PORTFOLIO SOLUTIONS | 2563745 |
| GESSNER, MARK ANDREW | CHIEF EXECUTIVE OFFICER | 2447287 |
| KRUEGER, GARY MICHAEL | DIRECTOR, CHIEF FINANCIAL OFFICER | 2840211 |
| MANLEY, MARK RANDALL | DIRECTOR AND CORPORATE SECRETARY | 1294370 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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