Brian D. Marvin

ALPHACORE CAPITAL LLC

LA JOLLA, CA 92037

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CRD#: 2650492

Professional summary

Brian David Marvin is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in La Jolla, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Representative has a 5% ownership stake in Marvin & Palmer Associates (Wilmington, DE). Investment related but no title, role, or responsibilities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Marvin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2020 - Present

ALPHACORE CAPITAL LLC

Office #1: 1200 Prospect St Suite 200, La Jolla, CA 92037

RIA

CRD#: 174346

LA JOLLA, CA

Past

November 18, 2002 - December 31, 2012

MARVIN & PALMER ASSOCIATES

RIA

CRD#: 105399

WILMINGTON, DE

Past

September 16, 2002 - December 23, 2015

FORESIDE FUND SERVICES, LLC

CRD#: 46106

WILMINGTON, DE

Past

July 19, 2000 - February 14, 2002

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 14, 1998 - June 9, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 23, 1997 - February 5, 1998

PEREGRINE BROKERAGE INC.

CRD#: 27437

Past

October 23, 1995 - June 19, 1997

UNICREDIT CAPITAL MARKETS LLC

CRD#: 7789

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/15/2020)

IAR

New York
(5/7/2021)

IAR

Texas
(5/7/2021)

IAR

Utah
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1995

General Securities Representative Examination

Current Firm

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

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Contact information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 875-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2-OCT. 2025 (10/13/2025)

Regulatory assets under management

Total Number of Accounts	6,249
AUM (Assets Under Management)	$ 6,060,926,747

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Marvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Marvin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARVIN & PALMER ASSOCIATES

FORESIDE FUND SERVICES, LLC

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

PEREGRINE BROKERAGE INC.

UNICREDIT CAPITAL MARKETS LLC

Primary Firm SEC Registration

ALPHACORE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2020

Series 63

Date: 1/16/1996

SIE

Date: 12/23/2015

Series 7

Date: 10/20/1995

Current Firm

ALPHACORE CAPITAL LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHACORE CAPITAL LLC

TRUST BUT VERIFY

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