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Marilyn L. Yamanaka

Some features on this profile are disabled
CRD#: 2650202
MY

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marilyn Louise Yamanaka, who also goes by Marilyn Louise Hallawell, Marilyn Louise Hinckley, Marilyn Louise Rice, was a registered financial professional .

Marilyn is a previously registered financial professional and started their career in finance in 1995. Marilyn had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marilyn Louise Hallawell | Marilyn Louise Hinckley | Marilyn Louise Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 7, 2013 - March 27, 2018

HALLAWELL FINANCIAL GROUP LLC

RIA
CRD#: 166122
FRESNO, CA
Past

October 28, 2004 - November 1, 2010

KCD FINANCIAL, INC.

RIA
CRD#: 127473
FRESNO, CA
Past

October 20, 2004 - November 1, 2010

KCD FINANCIAL, INC.

BD
CRD#: 127473
FRESNO, CA
Past

June 9, 2000 - September 14, 2004

PACKERLAND BROKERAGE SERVICES, INC.

RIA
CRD#: 37031
FRESNO, CA
Past

April 3, 2000 - September 14, 2004

PACKERLAND BROKERAGE SERVICES, INC.

BD
CRD#: 37031
GREEN BAY, WI
Past

December 9, 1999 - March 10, 2000

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

April 24, 1999 - September 30, 1999

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
SAN DIEGO, CA
Past

February 4, 1999 - May 6, 1999

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

February 4, 1999 - May 6, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

June 6, 1996 - January 28, 1999

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

September 28, 1995 - June 7, 1996

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/29/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/26/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/1995
General Securities Representative Examination

Current Firm

HF
HALLAWELL FINANCIAL GROUP LLC
HALLAWELL FINANCIAL GROUP | HALLAWELL FINANCIAL GROUP LLC

CRD#: 166122 / SEC#:

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Contact information

Main Address
4221 N Fresno Street, Fresno, CA 93726
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALLAWELL FINANCIAL GROUP LLC

CRD#: 166122

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