Romeo Antonio Bertolini
Professional Summary
Romeo Antonio Bertolini, who also goes by Conte Bertolini, Romeo Anthony Bertolini, is a registered financial advisor currently at LAUFER WEALTH MANAGEMENT, LLC located in Babylon, New York. Romeo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Romeo has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Conte Bertolini, Romeo Anthony Bertolini
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
LANDAU ARNOLD LAUFER WEALTH MANAGEMENT, LLC | LAUFER WEALTH MANAGEMENT, LLC
Contact Information
Main Address
406 Deer Park Avenue, Babylon, NY 11702Phone Number
(631) 226-9600# of Employees
2SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LANDAU ARNOLD LAUFER WEALTH MANAGEMENT, LLC | LAUFER WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(6/22/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2001Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Romeo Antonio Bertolini's CRS (Customer Relationship Summary).
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