Raymond Scott Mcgaugh
Professional Summary
Raymond Scott Mcgaugh is a registered financial advisor currently at KIMBANK CAPITAL GROUP, LLC located in Chicago, Illinois. Raymond is registered as a RR (Registered Representative) and started their career in finance in 2006. Raymond has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KIMBANK CAPITAL GROUP, LLC
Contact Information
Main Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606Phone Number
(312) 535-3149Established
Illinois since 11/20/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/7/2026)
(4/27/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Raymond Scott Mcgaugh's CRS (Customer Relationship Summary).
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