Scott E. Alexander
Professional summary
Scott Eric Alexander is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Kansas City, Missouri.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Eric Alexander's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2023 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1055 Broadway, Kansas City, MO 64105August 14, 2003 - June 1, 2023
SS&C MARKET SERVICES, LLC
November 16, 1995 - June 14, 2002
DST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2023)
(6/1/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
ALPS DISTRIBUTORS, INC.
CRD#: 16853Kansas City, MO 64105TRUST BUT VERIFY
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