PV
Philip M. Verde
TRUIST ADVISORY SERVICES
FORT LAUDERDALE, FL 33301
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CRD#: 2649735
PV
Professional summary
Philip Mario Verde, CFP®, who also goes by Phil Verde, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Fort Lauderdale, Florida and TRUIST INVESTMENT SERVICES, INC. located in Fort Lauderdale, Florida.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Philip has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Verde
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BROWARD COUNTY FILM SOCIETY DBA FORT LAUDERDALE FILM FESTIVAL POSITION: Board Member NATURE: The Broward County Film Society, Inc., is a 501(c)(3) nonprofit organization established in 1986. BCFS operates cinemas and presents the annual Fort Lauderdale International Film Festival. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/15/2022 ADDRESS: Fort Lauderdale FL, United States DESCRIPTION: Attend board meetings, vote on issues/items relating to the Fort Lauderdale Film Festival. Increase and create additional awareness to the Film Festival. 5600 LLC POSITION: Member of LLC NATURE: This entity is used for outside investments. Current private investment in a film/movie production. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: Miami Beach FL, United States DESCRIPTION: This entity is now used for outside investments. Current private investment in a film/movie production.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Mario Verde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
August 16, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301RIA
CRD#: 283390
FORT LAUDERDALE, FL
Current
April 13, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301BD
CRD#: 17499
Fort Lauderdale, FL
Past
March 13, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
FORT LAUDERDALE, FL
Past
April 1, 2004 - February 2, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 5, 2002 - May 13, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 5, 1995 - October 30, 1996
BALANCED SECURITY PLANNING, INC.
BD
CRD#: 4038
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/14/2005)
IAR
Florida(8/16/2016)
RR
Georgia(4/13/2005)
RR
Indiana(7/23/2010)
RR
Louisiana(7/30/2012)
RR
New York(5/24/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Fort Lauderdale, FL 33301TRUST BUT VERIFY
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