Gwendolyn G. Villines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gwendolyn Gail Villines, who also goes by Gwendolyn 'gwen' Gail Bruce, Gwendolyn 'gwen' Gail Guinn, was a registered financial professional .
Gwendolyn is a previously registered financial professional and started their career in finance in 1996. Gwendolyn had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - June 26, 2017
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 14, 2013 - October 8, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
March 17, 2005 - August 10, 2012
TRANSAMERICA INVESTORS SECURITIES, LLC
June 11, 2002 - March 2, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 25, 2000 - March 2, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 18, 1997 - June 20, 2000
PRINCIPAL SECURITIES, INC.
September 3, 1996 - November 4, 1996
IDS LIFE INSURANCE COMPANY
September 3, 1996 - November 4, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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